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Developing the next major nickel project in Brazil
05/11/2018 Download .pdf version

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

HORIZONTE MINERALS PLC

1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)

Non-UK issuer

 

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments

 

An event changing the breakdown of voting rights

 

Other (please specify)iii:

 

3. Details of person subject to the notification obligationiv

Name

CANACCORD GENUITY GROUP INC

City and country of registered office (if applicable)

VANCOUVER, CANADA

4. Full name of shareholder(s) (if different from 3.)v

Name

DISCRETIONARY CLIENTS

City and country of registered office (if applicable)

As above

5. Date on which the threshold was crossed or reachedvi:

01 NOVEMBER 2018

6. Date on which issuer notified (DD/MM/YYYY):

02 NOVEMBER 2018

7. Total positions of person(s) subject to the notification obligation

 

% of voting rights attached to shares

(total of 8. A)

% of voting rights through financial instruments

(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

10.0881

 

10.0881

1,432,521,800

Position of previous notification (if applicable)

9.9929

 

9.9929

 
             

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type of shares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive

2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive

2004/109/EC)

(DTR5.2.1)

Direct

(Art 9 of Directive

2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive

2004/109/EC)

(DTR5.2.1)

GB00B11DNM70

N/A

144,513,522

N/A

10.0881

         
         

SUBTOTAL 8. A

144,513,522

10.0881

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration datex

Exercise/

Conversion Periodxi

Number of voting rights that may be acquired if the instrument is exercised/converted.

% of voting rights

         
         
         
 

SUBTOTAL 8. B 1

   

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration datex

Exercise/ Conversion

Period xi

Physical or cash settlementxii

Number of voting rights

% of voting rights

           
           
           
 

SUBTOTAL 8.B.2

   

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an “X”)

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

 

Full chain of controlled undertakings through which the voting rights and/or the

financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

X

Namexv

% of voting rights if it equals or is higher

than the notifiable threshold

% of voting rights through financial in-

struments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher

than the notifiable threshold

Canaccord Genuity Group Inc.

10.0881

 

10.0881

Canaccord Genuity

Wealth Group Holdings

Limited

10.0881

 

10.0881

Canaccord Genuity

Wealth Group Holdings

(Jersey) Limited

10.0881

 

10.0881

Hargreave Hale Ltd

10.0881

 

10.0881

         

10. In case of proxy voting, please identify:

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

11. Additional informationxvi

 

Place of completion

BLACKPOOL, ENGLAND

Date of completion

02 NOVEMBER 2018








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